FCA-regulated clients

Our dedicated Financial Services team currently acts for a large number of clients who are regulated by the Financial Conduct Authority (FCA).

You will receive a partner-led service with a supporting team of managers and qualified audit or accounting staff to guide you through the increasingly complex world of FCA regulation.

We act for a broad spectrum of regulated clients in the sector, covering:

  • Broker dealers
  • Asset managers
  • Private equity firms
  • Stockbrokers
  • Corporate finance advisory boutiques
  • Specialist investment banks
  • Insurance intermediaries.

We provide a full range of services to our clients. Our service offerings include:

  • The provision of statutory and regulatory audit and assurance services
  • Assistance with the preparation of business plans and financial forecasting
  • Assistance with the preparation of FCA financial returns
  • Tax planning and mitigation advice, including structuring and remuneration strategies
  • Tax compliance support, covering personal tax, corporation tax, payroll and VAT
  • Accountancy and bookkeeping outsourcing
  • Guidance on the application of International Financial Reporting Standards and UK GAAP
  • Assistance with ICAAPs, Pillar 3 disclosures and compliance with liquidity standards and remuneration code.

If you are looking for advice for regulated investment businesses then contact us to arrange a no-cost meeting.

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