FCA-regulated clients

Our dedicated Financial Services team currently acts for a large number of clients who are regulated by the Financial Conduct Authority (FCA).

You will receive a partner-led service with a supporting team of managers and qualified audit or accounting staff to guide you through the increasingly complex world of FCA regulation.

We act for a broad spectrum of regulated clients in the sector, covering:

• Broker dealers
• Asset managers
• Private equity firms
• Stockbrokers
• Corporate finance advisory boutiques
• Specialist investment banks
• Insurance intermediaries.

We provide a full range of services to our clients. Our service offerings include:

• The provision of statutory and regulatory audit and assurance services
• Assistance with the preparation of business plans and financial forecasting
• Assistance with the preparation of FCA financial returns
• Tax planning and mitigation advice, including structuring and remuneration strategies
• Tax compliance support, covering personal tax, corporation tax, payroll and VAT
• Accountancy and bookkeeping outsourcing
• Guidance on the application of International Financial Reporting Standards and UK GAAP
• Assistance with ICAAPs, Pillar 3 disclosures and compliance with liquidity standards and remuneration code.

If you are looking for advice for regulated investment businesses then contact us to arrange a no-cost meeting.