Our dedicated Financial Services team currently acts for a large number of clients who are regulated by the Financial Conduct Authority (FCA).
You will receive a partner-led service with a supporting team of managers and qualified audit or accounting staff to guide you through the increasingly complex world of FCA regulation.
We act for a broad spectrum of regulated clients in the sector, covering:
- Broker dealers
- Asset managers
- Private equity firms
- Corporate finance advisory boutiques
- Specialist investment banks
- Insurance intermediaries.
We provide a full range of services to our clients. Our service offerings include:
- The provision of statutory and regulatory audit and assurance services
- Assistance with the preparation of business plans and financial forecasting
- Assistance with the preparation of FCA financial returns
- Tax planning and mitigation advice, including structuring and remuneration strategies
- Tax compliance support, covering personal tax, corporation tax, payroll and VAT
- Accountancy and bookkeeping outsourcing
- Guidance on the application of International Financial Reporting Standards and UK GAAP
- Assistance with ICAAPs, Pillar 3 disclosures and compliance with liquidity standards and remuneration code.
If you are looking for advice for regulated investment businesses then contact us to arrange a no-cost meeting.